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Crypto Task Force

The SEC has launched a new initiative aimed at bringing clarity to the crypto sector.  SEC Acting Chairman Mark T....

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SEC 2025 Examination Priorities

On October 21, 2024, the Securities and Exchange Commission (SEC) Division of Examinations announced its Examination Priorities. The exam priorities...

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New AML Rules for Investment Advisers

The Financial Crimes Enforcement Network (FinCEN) issued a final rule in September 2024 that strengthens anti-money laundering (AML) and countering...

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